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Environmental and Social Risk Management System (ESRMS)

 

In 2012, TDB achieved a significant milestone by becoming the first commercial bank in Mongolia to adopt “Environmental and Social Risk Management System” (ESRMS), in partnership with the Dutch Development Bank (FMO).

This system applies to applications for loans for business purposes other than consumer loans, and we will be working with customers to identify and mitigate the environmental and social risks of respective businesses. TDB does not fund activities that are prohibited by the Law of Mongolia, IFC performance standards, or other international contracts, and conventions. For those activities, an "Exclusion list" is issued, and for loan applications to finance activities that are not included in the "Exclusion list", the level of risk will be determined depending on the borrower's core activities and the purpose of the loan, and will be classified and evaluated into 3 levels: green, yellow, and red. 

Based on that assessment, we advise borrowers on measures to mitigate risk, where necessary, and review the implementation of additional covenants of the loan agreement over the contract period. Please see the risk identification, mitigation, and control system in the diagram below. contract is reviewed periodically. Please see our system of assessing, reducing, mitigation, preventing and monitoring risk from the following diagram.


Exclusion list"—what types of businesses do we not lend to?

  • Any action prohibited by the laws of the country or international conventions relating to the resources and cultural heritage of biological species
  • Activities, manufactures, and trades that are prohibited in many countries or that are considered illegal by the laws and conventions of that country
  • Sale of wild animals and flora included in the Convention on the International Trade in Endangered Species
  • Combat and Arms Trade and Products
  • Alcohol production and trade (except beer and wine)
  • Tobacco Industry and Trade
  • Gambling, Casinos, and Similar Establishments
  • Any business that promotes prostitution or prostitution
  • Production and Marketing of Radioactive Substances.

Depending on the type of business activity, and sector, risk level is classified as shown below.

Red

Yellow 

Green 

Mining & Enrichment

Agriculture 

Trade in Food & Consumer goods 

Exploration & Production 

Livestock 

Hotels and catering services 

Hunting and Fishing 

Repairing and Renovating 

 Information and communication services 

Timber Industry 

Building material production 

Financial and Insurance activities

Roads, Bridges, and Buildings 

Milk, and dairy production 

Real Estate brokerage activities

Alcohol and Tobacco trade and industry 

Other food production 

Education, Art, Entertainment, and entertainment services

Meat and Skin processing 

Metalwork Manufacturing 

Human health& Social welfare activities 

Pharmaceutical products manufacturing 

Electric Gas, Steam and Air Conditioning system manufacturing 

Transportation and Warehouse operations 

Production of chemical originated products 

Water supply, sewege system, waste management, and cleanup operations 

Scientific, and technical research & activities

Fuel Sales 

Production of other types of products 

Household activities, products, and services for the household that employ people


A detailed assessment may require additional material from the customer. These include:

  • Conclusion of the General Office of Professional Supervision and Authorized Body /workplace, product quality, certificate of origin, hygiene certificate, etc./
  • Product Compliance Certificates and Standards
  • Environmental Impact Assessments, Reports, and Plans
  • Environmental Policy
  • Occupational Safety and Hygiene, Instructions, Plans, and Emergency Plans
  • Company Social Responsibility Policy and Operating Plan
  • Internal Labor Policy, Human Resources Policy, etc.

 

In 2012, TDB achieved a significant milestone by becoming the first commercial bank in Mongolia to adopt “Environmental and Social Risk Management System” (ESRMS), in partnership with the Dutch Development Bank (FMO).

To Bank:

  • Implementing the experience of leading international banks in Mongolia

  • Reducing credit risk

  • Reducing environmental and social risks, thereby contributing to the sustainable development of the country.

To Client companies:

  • Avoid unplanned costs and risks. For example:

    • Preventing industrial accidents and reducing the number of accidents resulting from the costs and risks associated with accidents

    • Avoid the costs and risks that may arise from public protests arising from potential negative impacts on the company's public.

    • Prevent government or administrative fines and penalties arising from unauthorized activities or products or services that do not meet quality requirements.

  • Reduce operating costs by using green technology and saving energy and raw materials.

  • Increase income and profits by using appropriate machinery and technology, reducing waste, increasing production margins, creating a favorable working environment for employees, and increasing productivity.

  • Access to loans and financing at low interest rates.

  • The client company's public reputation will grow, and positive advertising will increase revenue and profits.

  • To contribute to the sustainable development of the country.

  To the environment and society:

  • Reduction of water, soil, and air pollution

  • Climate Change Mitigation

  • Protecting Endangered Animals and Plants

  • Protecting Historical and Cultural Heritage

  • Fewer violations of human rights and freedoms.